DALLAS, TX — (Marketwire) — 04/27/12 — is SummitAlliance Investment Group-s new Senior Vice President and Chief Compliance Officer, responsible for all compliance functions for SummitAlliance Securities, LLC, SummitAlliance Advisors, LLC and SummitAlliance Capital Management, LLC.
Previously Chris was Vice President and Chief Compliance Officer with ING Financial Partners, a subsidiary broker/dealer and registered investment adviser of ING. Chris brings over 30 years of experience in the securities, investment advisory and insurance industries in the areas of management, operations, compliance, sales and regulatory. Chris-s experience includes 20 years as Chief Compliance Officer, 5 years in sales of securities and insurance products and 6 years as an examiner with NASD (FINRA).
is SummitAlliance Investment Group-s new Vice President and Director of Operations, responsible for all back office operational duties and project management workflow for SummitAlliance Securities, LLC, SummitAlliance Advisors, LLC and SummitAlliance Capital Management, LLC.
Previously, he was Resource Desk Manager at TD Ameritrade. He has over 15 years of experience in the financial industry and has showcased a consistent passion and emphasis on Team Development and Operations.
SummitAlliance Investment Group, LLC is a privately owned independent investment management firm with assets under management of $2.6 billion. SummitAlliance Investment Group, LLC is comprised of SummitAlliance Securities, LLC, SummitAlliance Advisors, LLC and SummitAlliance Capital Management, LLC.
Securities offered through SummitAlliance Securities, LLC, a broker-dealer, member FINRA/SIPC. Advisory services offered through SummitAlliance Advisors, LLC, a Registered Investment Advisor. Both are wholly owned by SummitAlliance Investment Group, LLC.
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Susanna Joiner
Chief Marketing Officer
832-437-5833