RIA In A Box Provides Free February 7 Webinar on SEC to State Transition Challenges and Requirements
Commercial & Investment Banking, Picture Gallery Wednesday, January 25th, 2012
NEW YORK, NY — (Marketwire) — 01/25/12 — RIA In A Box (), a compliance consulting business aimed exclusively at registered investment advisory firms, will host a free webinar on the issues and challenges associated with the SEC to State registration transition for RIAs. The webinar takes place Tuesday, February 7 at 2PM EST and focuses on those current SEC-registered RIAs with under $90 million in assets under management (AUM) which must begin the transition from SEC registration to the ap
